Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Matthew Walter ByrneWells Fargo Advisors Financial Network, LLCBMO Capital Markets Corp.$10012-12-2018
Thomas M CometaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$110-04-2018
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.05-17-2018
Robert James LopintoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-01-2017
Kevin Joseph BenoitWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Paul Calder ThomassetWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Mark Kenneth StandringWells Fargo Advisors Financial Network, LLCMorgan Stanley$3002-16-2017
Robert Frances O'HerlihyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$6105-20-2016
Kenneth Michael HelmanWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-13-2016
Douglas James LockwoodWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5005-04-2016
Kenneth Bruce RobertsWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5004-15-2016
Anthony Joseph KarpowichWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC03-04-2016
Daniel Timothy CampbellWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Stephen Lewis MarchelWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5011-06-2015
Tracy Lyn SantoroWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5011-06-2015
Leonard David Cautela Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-04-2015
Robert Charles Mehlin Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley07-17-2015
Geoffrey Ross Cleveland Sr.Wells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC06-04-2015
Paul Elliott BrehneWells Fargo Advisors Financial Network, LLCMorgan Stanley$5009-10-2014
David AllegrettoWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC$5008-18-2014
Robert James GregoryWells Fargo Advisors Financial Network, LLCMorgan Stanley$10012-02-2013
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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