Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC05-17-2018
Solomon ChemoWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$1,00005-15-2009
Eugene Han Jin PakWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.05-15-2009
George Timothy AdamsWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$15004-17-2009
James Francis AngiuliWells Fargo Advisors Financial Network, LLCFidelity Personal and Workplace Advisors11-08-2019
Anthony Joseph KarpowichWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC03-04-2016
Stephen Lewis MarchelWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5011-06-2015
Daniel Timothy CampbellWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Theodore Scott KhouryWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Tracy Lyn SantoroWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Gail M Mackler-CarlinoWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC10-03-2012
Daniel Michael KochWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC10-03-2012
Robert TendlerWells Fargo Advisors Financial Network, LLCLPL Financial LLC$15005-04-2016
Douglas James LockwoodWells Fargo Advisors Financial Network, LLCLPL Financial LLC05-04-2016
Maura E MayerWells Fargo Advisors Financial Network, LLCLPL Financial LLC05-04-2016
David ScuremanWells Fargo Advisors Financial Network, LLCLPL Financial LLC05-04-2016
Kenneth Bruce RobertsWells Fargo Advisors Financial Network, LLCLPL Financial LLC04-15-2016
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Michael John DonohueWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Dennis Robert HallWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$18711-28-2017
Jennifer McmaneminWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Michael David DonohueWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
James Henry BergerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
David AllegrettoWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC08-18-2014
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-11-2019
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.