Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry BergerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Joseph Stuart NewmanWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc04-23-2009
Michael Rory Ciano, Michael George TeppermanWells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-19-2009
Sherry Ruth De GenaroWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-02-2009
William TaralloWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Christopher Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Brendan Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Dennis William O'ConnorWells Fargo Advisors Financial Network, LLCMorgan Stanley02-24-2012
Lewis William RauterWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-08-2012
Richard James DefuccioWells Fargo Advisors Financial Network, LLCMorgan Stanley05-08-2012
Nicholas Anthony BoccellaWells Fargo Advisors Financial Network, LLCMorgan Stanley05-08-2012
Alan Bradley GuenzelWells Fargo Advisors Financial Network, LLCMorgan Stanley06-14-2012
Jack Evan WienerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10006-29-2012
Gregory Patrick NolanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5007-06-2012
Gail M Mackler-Carlino, Kathleen Marie Racz, Daniel Michael KochWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC10-03-2012
Vincent Joseph GrenierWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2013
John O. BondeaWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-03-2013
Thomas Alan BolandWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10008-23-2013
Neil Robert MontesanoWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5008-23-2013
Robert James GregoryWells Fargo Advisors Financial Network, LLCMorgan Stanley12-02-2013
David AllegrettoWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC$5008-18-2014
Paul Elliott BrehneWells Fargo Advisors Financial Network, LLCMorgan Stanley$5009-10-2014
Adam Gregory DorfmanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-05-2014
Leonard David Cautela Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-04-2015
Tracy Lyn SantoroWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5011-06-2015
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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