Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry BergerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Joel David OrrisWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc$15004-22-2009
Joseph Stuart NewmanWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc$2504-23-2009
Vito N RasoWells Fargo Advisors Financial Network, LLCMorgan Stanley06-19-2009
Michael Rory CianoWells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-19-2009
Michael George TeppermanWells Fargo Advisors Financial Network, LLCMorgan Stanley$15006-19-2009
Sherry Ruth De GenaroWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-02-2009
William TaralloWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-19-2009
Christopher Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Brendan Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley$10008-19-2009
Dennis William O'ConnorWells Fargo Advisors Financial Network, LLCMorgan Stanley02-24-2012
Richard James DefuccioWells Fargo Advisors Financial Network, LLCMorgan Stanley05-08-2012
Nicholas Anthony BoccellaWells Fargo Advisors Financial Network, LLCMorgan Stanley05-08-2012
Lewis William RauterWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-08-2012
Charles Graham SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-08-2012
Waltraud GrandeWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc$10006-01-2012
John Joseph Grande Jr.Wells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc06-01-2012
John Scott GrandeWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc$10006-01-2012
Karen Sue FeolaWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.06-01-2012
Alan Bradley GuenzelWells Fargo Advisors Financial Network, LLCMorgan Stanley06-14-2012
Jack Evan WienerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10006-29-2012
David Andrew HammerWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$5006-29-2012
Mark John PaladinoWells Fargo Advisors Financial Network, LLCWells Fargo Advisors Financial Network, LLC$2509-07-2012
Gail M Mackler-CarlinoWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC10-03-2012
Kathleen Marie RaczWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5010-03-2012
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.