Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Thomas M. CometaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-04-2018
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.05-17-2018
Robert J. LopintoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-01-2017
Kevin Joseph BenoitWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Paul C ThomassetWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Anthony Joseph KarpowichWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC03-04-2016
Stephen Lewis MarchelWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Daniel Timothy CampbellWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Adam Gregory DorfmanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC11-05-2014
Robert James GregoryWells Fargo Advisors Financial Network, LLCMorgan Stanley12-02-2013
Vincent Joseph GrenierWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2013
Gail M Mackler-Carlino, Kathleen Marie Racz, Daniel Michael KochWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC10-03-2012
Alan Bradley GuenzelWells Fargo Advisors Financial Network, LLCMorgan Stanley06-14-2012
Richard James DefuccioWells Fargo Advisors Financial Network, LLCMorgan Stanley05-08-2012
Nicholas Anthony BoccellaWells Fargo Advisors Financial Network, LLCMorgan Stanley05-08-2012
Dennis William O'ConnorWells Fargo Advisors Financial Network, LLCMorgan Stanley02-24-2012
William TaralloWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Christopher Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Brendan Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Joseph Stuart NewmanWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc04-23-2009
James Henry BergerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Michael John Donohue, Jennifer Mcmanemin Costello, Michael David DonohueWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-28-2017
Kenneth Michael HelmanWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-13-2016
Mark Kenneth StandringWells Fargo Advisors Financial Network, LLCMorgan Stanley$3002-16-2017
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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