Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan MoroskyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-08-2018
James Elno Makee Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-17-2017
Peter Alwood DrakeWells Fargo Advisors Financial Network, LLCMorgan Stanley$5006-16-2017
Robert Ray RollinsWells Fargo Advisors Financial Network, LLCEdward Jones01-20-2017
Robert Eugene HadnettWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-31-2016
Jason Keith PinsonWells Fargo Advisors Financial Network, LLCMorgan Stanley$110-24-2016
Kurt William FulmerWells Fargo Advisors Financial Network, LLCEdward Jones$2509-30-2016
Brian Adam ZeidWells Fargo Advisors Financial Network, LLCMorgan Stanley$3008-18-2016
Adam Joseph EdwardsWells Fargo Advisors Financial Network, LLCNorthwestern Mutual Investment Services, LLC$104-29-2016
Brent Daniel GrossWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5004-04-2016
Joseph Hall MathiasWells Fargo Advisors Financial Network, LLCEdward Jones$1001-08-2016
William Michael HaaseWells Fargo Advisors Financial Network, LLCEdward Jones$111-06-2015
Dennis Peter Barba Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15005-01-2015
Joel Vincent NewcombWells Fargo Advisors Financial Network, LLCMorgan Stanley01-09-2015
Timothy Patrick LoftonWells Fargo Advisors Financial Network, LLCMorgan Stanley12-05-2014
Gregory Alan MunsterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-04-2014
Mark Casey CompstonWells Fargo Advisors Financial Network, LLCPNC Investments$5010-11-2013
Thomas Harold NelsonWells Fargo Advisors Financial Network, LLCMorgan Stanley03-04-2013
Sam AzizWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated12-03-2012
John Brent OffenburgerWells Fargo Advisors Financial Network, LLCMorgan Stanley10-05-2012
Douglas Edward TaylorWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10003-02-2012
Charles Robert BennettWells Fargo Advisors Financial Network, LLCMorgan Stanley12-09-2011
Holly Christine JensenWells Fargo Advisors Financial Network, LLCMorgan Stanley12-09-2011
Anne Elisabeth SpaineWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2011
Jacob Tyler LarrisonWells Fargo Advisors Financial Network, LLCMorgan Stanley$107-15-2011
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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