Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph McGroartyWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-10-2015
David John MackinnonWells Fargo Advisors Financial Network, LLCMorgan Stanley05-01-2015
Michael Joseph KrupaWells Fargo Advisors Financial Network, LLCEdward Jones08-08-2014
Robert Charles SweeneyWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-28-2014
John Francis ChessockWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$2509-19-2013
Donald Paul CornagieWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-08-2012
Mark Dale SamsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15005-04-2012
Eric Troy GearyWells Fargo Advisors Financial Network, LLCLPL Financial LLC09-16-2011
Gregory W. OhlWells Fargo Advisors Financial Network, LLCEdward Jones$1007-15-2011
Edward Scott D'Entremont Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$2505-12-2011
Christopher Hamilton BrashierWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10003-04-2011
Thomas Martin GasbarreWells Fargo Advisors Financial Network, LLCMorgan Stanley01-12-2011
Ryan Scott TomkinsonWells Fargo Advisors Financial Network, LLCVanguard Marketing Corporation06-07-2010
Robert Henry JohnWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5001-08-2010
Allen Scott WagnerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$2501-08-2010
Alan Emery WhitakerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$1001-08-2010
Jeffrey Thomas Bogert, Robert Irl Cahill, Jonathan David SodenWells Fargo Advisors Financial Network, LLCMorgan Stanley12-11-2009
Donna Marie SabbWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-17-2009
William Stephan Matesich Sr.Wells Fargo Advisors Financial Network, LLCEdward Jones01-30-2009
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Showing 26 to 44 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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