Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curt O HallWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.03-07-2018
Kevin James BraddockWells Fargo Advisors Financial Network, LLCEdward Jones$2506-09-2017
Jeffrey B BaumhoerWells Fargo Advisors Financial Network, LLCEdward Jones$15011-10-2016
Michael Vincent GiordanoWells Fargo Advisors Financial Network, LLCMorgan Stanley08-23-2016
John Frank Dirks IIIWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-04-2016
Steven Jay MeyerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.03-24-2016
William Alexander Rouse JrWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5003-24-2016
Jeffrey Lamar BurtonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5003-24-2016
Jessica R HarperWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5003-24-2016
Brandon Rivers CabanissWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.05-06-2015
Jeremy Luke StricklerWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.05-01-2015
Cynthia Maresca BoyleWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$10002-15-2013
Daniel Jordan Josey SrWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.02-15-2013
Paul Zeigler Bennett JrWells Fargo Advisors Financial Network, LLCUvest Financial Services Group, Inc.09-24-2010

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.