Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Robert MoranWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Douglas Reagan DooleyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Chad Everett TaylorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Larry Wayne DensonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Zachary J MarshallWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Valli J. KindredWells Fargo Advisors Financial Network, LLCMorgan Stanley10-29-2010
Charles Needham StephensWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-29-2010
Craig P. ConserWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$10010-14-2011
Kent Douglas MitchellWells Fargo Advisors Financial Network, LLCBenjamin F. Edwards & Company, Inc.05-07-2012
Dell Parnell ThomasonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.05-23-2013
John David JoyceWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10005-23-2013
Mark Thomas MorganWells Fargo Advisors Financial Network, LLCMorgan Stanley10-04-2013
Melanie Mckinzie SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley02-28-2014
Phebe Esongba EtchuWells Fargo Advisors Financial Network, LLCTD Ameritrade Clearing, Inc.01-14-2015
Elaine Michelle ElliottWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2015
Robert Lee HrnicekWells Fargo Advisors Financial Network, LLCMorgan Stanley$5010-23-2015
Jimmy PannellWells Fargo Advisors Financial Network, LLCEdward Jones11-20-2015
Jay C. MooreWells Fargo Advisors Financial Network, LLCEdward Jones$5001-04-2016
Brooke Marchelle MooreWells Fargo Advisors Financial Network, LLCEdward Jones01-04-2016
Sarah S. HickmanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5001-08-2016
Robert Randy RobertsonWells Fargo Advisors Financial Network, LLCEdward Jones$15004-01-2016
Ronald Chad BagleyWells Fargo Advisors Financial Network, LLCEdward Jones$1004-15-2016
Harry David Goolsby Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones04-15-2016
Guy K. RodgersWells Fargo Advisors Financial Network, LLCEdward Jones04-15-2016
Korey Don RogersWells Fargo Advisors Financial Network, LLCEdward Jones01-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.