Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Kay SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-10-2019
Chris Stephen LoutsisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-05-2018
Robert Joseph KalinaWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC02-13-2015
Dennis David KarjalaWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC02-13-2015
Laura Ann NelsonWells Fargo Advisors Financial Network, LLCLPL Financial LLC12-03-2014
Donald Gene O'Neal, Teresa Michele Brokaw, Trent J. O'NealWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
James Larae ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2013
Neil ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2013
Norman Andrew ReidWells Fargo Advisors Financial Network, LLCMorgan Stanley04-19-2011
John Croxton Grant, Daniel Philip Hoffman, Daniel Talbot Von KoschembahrWells Fargo Advisors Financial Network, LLCMorgan Stanley07-23-2010
Richard Henry ReithWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-16-2010
Michael Fredrick AllenWells Fargo Advisors Financial Network, LLCEdward Jones$2510-21-2016
Brent Kevin WilliamsWells Fargo Advisors Financial Network, LLCMorgan Stanley$4909-30-2016
Mark B. ManchesterWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5006-16-2017
Kurt HeyduckWells Fargo Advisors Financial Network, LLCEdward Jones$5009-09-2015
Andrew Tighe SmithWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-02-2015
David James LazorikWells Fargo Advisors Financial Network, LLCMorgan Stanley$5004-15-2011
David Bryan AustinWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-21-2019
James Philip ButlerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2013
Carol Lynn GregoryWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15001-11-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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