Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack RutledgeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-29-2020
Eric H. BreazelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Whitney Reed BurtonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Andrew Wayne SheriffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Brody Wayne SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Jon Charles FrandellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-29-2020
Travis J. HarrisWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$15009-28-2020
Tammy Pamela CarrenoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-03-2020
Raymond Alarcio OloteoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2020
Michael Douglas LaneWells Fargo Clearing Services, LLCEdward Jones08-28-2020
Donald Alan WelshWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.08-27-2020
Joanne David BeltranWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-25-2020
James Avery MerrittWells Fargo Clearing Services, LLCMorgan Stanley08-21-2020
James Avery MerrittWells Fargo Clearing Services, LLCMorgan Stanley08-21-2020
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments08-20-2020
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments$1508-20-2020
Christopher DennisWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-17-2020
Christopher Brian DennisWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-17-2020
Christopher Brian DennisWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-17-2020
Marc Edward PrdaWells Fargo Clearing Services, LLCMorgan Stanley08-14-2020
Kenneth Patrick LombinoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-12-2020
Kenneth Patrick LombinoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2020
Lesia Lynn Marino-BrolinsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Anthony AvellaWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-11-2020
Brett R StonerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
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Showing 1 to 25 of 8,927 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.