Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Bernard WrightWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Elton Ping He LaiWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Aaron Brett VasquezWells Fargo Clearing Services, LLCAXA Advisors, LLC04-29-2020
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Michael Alexander JohnsonWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-21-2020
Kylie N. PickenbrockWells Fargo Clearing Services, LLCBBVA Securities Inc.04-21-2020
Brian P. HannanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2020
Vega Singlan HuenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2020
Michael Louis GoldfaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-16-2020
Irma TsikhiseliWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC04-16-2020
Tom Doo ChoiWells Fargo Clearing Services, LLCEdward Jones04-16-2020
Euching LinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Marlon J. PeckWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-07-2020
Tyler H. SpenceWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-07-2020
Armanni J MalatyWells Fargo Clearing Services, LLCMorgan Stanley04-07-2020
Richard Hemmings JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-06-2020
Steven Eugene BackoffWells Fargo Clearing Services, LLCFocus Financial04-03-2020
James Henry Elliott IIWells Fargo Clearing Services, LLCAllstate Financial Services, LLC04-03-2020
Joseph Anthony RandolphWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-25-2020
Falguni Ajay SanghaviWells Fargo Clearing Services, LLCMorgan Stanley03-25-2020
Jennifer Kay DrinkleWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC03-20-2020
Mitchell Jay SchoenbaumWells Fargo Clearing Services, LLCMorgan Stanley03-19-2020
Franklin Daniel RockwellWells Fargo Clearing Services, LLCAXA Advisors, LLC03-19-2020
Charles Payne Fenner IIIWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-18-2020
John Graham EnrightWells Fargo Clearing Services, LLCEdward Jones03-18-2020
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Showing 1 to 25 of 8,893 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.