Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cameron David PetersWells Fargo Clearing Services, LLCA.G.P / Alliance Global Partners11-21-2013
Arthur Leo Coleman IiiWells Fargo Clearing Services, LLCAdvanced Equities, Inc.12-27-2012
John W KellyWells Fargo Clearing Services, LLCAdvanced Equities, Inc.02-17-2009
Michael PadillaWells Fargo Clearing Services, LLCAegis Capital Corp.$5009-24-2012
Michael Todd MatthewsWells Fargo Clearing Services, LLCAIG Capital Services, Inc.$15010-11-2013
James Henry Elliott IIWells Fargo Clearing Services, LLCAllstate Financial Services, LLC04-03-2020
Diane E BeechWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-26-2019
Theodore Robert EckertWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$2504-04-2011
Mitchell MarriottWells Fargo Clearing Services, LLCAlpha Wealth Management and Planning LLC$15009-19-2019
Richard Matthew HendlWells Fargo Clearing Services, LLCALPS Distributors, Inc.09-25-2018
William Thomas JonesWells Fargo Clearing Services, LLCALPS Distributors, Inc.01-11-2018
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
Christopher John MaloneyWells Fargo Clearing Services, LLCAm Capital Llc$1,00008-18-2010
Leon R AlvarezWells Fargo Clearing Services, LLCAmerant Investments, Inc.06-22-2017
Francisco Alberto ColladoWells Fargo Clearing Services, LLCAmerant Investments, Inc.08-19-2016
Maria Ana LinaresWells Fargo Clearing Services, LLCAmerant Investments, Inc.06-08-2016
Alfredo GarciaWells Fargo Clearing Services, LLCAmerant Investments, Inc.04-27-2016
Chad Allen DevoreWells Fargo Clearing Services, LLCAmerican Equity Investment Corporation11-19-2018
Thomas Wayne LucasWells Fargo Clearing Services, LLCAmerican Funds Distributors, Inc.08-02-2016
Gregory James RahmlowWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.05-23-2014
Sheila SpicehandlerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$10004-22-2020
John Matthew BurnsWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-31-2020
Chad Patrick JorgensenWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-26-2020
Brian Keith PayneWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$1,00006-19-2020
Michael PalmerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-21-2020
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Showing 1 to 25 of 5,870 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.