Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond R RogersWells Fargo Clearing Services, LLC1st Discount Brokerage, Inc.03-13-2015
Cameron David PetersWells Fargo Clearing Services, LLCA.G.P. / Alliance Global Partners11-21-2013
Michael Pierre IndartWells Fargo Clearing Services, LLCADP Broker-Dealer, Inc.08-07-2014
Marco Antonio Maldonado Jr.Wells Fargo Clearing Services, LLCADP Broker-Dealer, Inc.03-17-2010
Marcus James MarconiWells Fargo Clearing Services, LLCAdvanced Asset Trading, Inc01-23-2012
Arthur Leo Coleman IIIWells Fargo Clearing Services, LLCAdvanced Equities, Inc.$5012-27-2012
John W KellyWells Fargo Clearing Services, LLCAdvanced Equities, Inc.02-17-2009
Christopher Shea MarmionWells Fargo Clearing Services, LLCAdvisors Asset Management, Inc.08-15-2011
Nicholas MaffucciWells Fargo Clearing Services, LLCAegis Capital Corp.11-26-2012
Michael None PadillaWells Fargo Clearing Services, LLCAegis Capital Corp.$5009-24-2012
Michael Thomas ClarkWells Fargo Clearing Services, LLCAIG Capital Services, Inc.06-16-2014
Michael Todd MatthewsWells Fargo Clearing Services, LLCAIG Capital Services, Inc.$15010-11-2013
Mandy Lauren GersteinWells Fargo Clearing Services, LLCAllianz Global Investors Distributors LLC11-11-2014
Michael Anthony TringheseWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5002-05-2019
Saloma A BecharaWells Fargo Clearing Services, LLCAllstate Financial Services, LLC09-29-2016
Sean Lamont DaughtryWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-01-2013
Kevin Alexander HillWells Fargo Clearing Services, LLCAllstate Financial Services, LLC07-16-2013
Paul F BongiovanniWells Fargo Clearing Services, LLCAllstate Financial Services, LLC02-19-2013
Scott David HammerWells Fargo Clearing Services, LLCAllstate Financial Services, LLC05-16-2012
David Michael BryWells Fargo Clearing Services, LLCAllstate Financial Services, LLC08-16-2011
Theodore Robert EckertWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$2504-04-2011
Thomas Wahl PottsWells Fargo Clearing Services, LLCAllstate Financial Services, LLC07-26-2010
Paul Michael JennissenWells Fargo Clearing Services, LLCAlly Invest Securities LLC03-01-2011
Richard Matthew HendlWells Fargo Clearing Services, LLCALPS Distributors, Inc.09-25-2018
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
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Showing 1 to 25 of 7,460 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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