Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond R RogersWells Fargo Clearing Services, LLC1st Discount Brokerage, Inc.$2503-13-2015
Cameron David PetersWells Fargo Clearing Services, LLCA.G.P / Alliance Global Partners11-21-2013
Michael Pierre IndartWells Fargo Clearing Services, LLCADP Broker-Dealer, Inc.08-07-2014
Marcus James MarconiWells Fargo Clearing Services, LLCAdvanced Asset Trading, Inc01-23-2012
Arthur Leo Coleman IIIWells Fargo Clearing Services, LLCAdvanced Equities, Inc.$5012-27-2012
John W KellyWells Fargo Clearing Services, LLCAdvanced Equities, Inc.02-17-2009
Christopher Shea MarmionWells Fargo Clearing Services, LLCAdvisors Asset Management, Inc.08-15-2011
Nicholas MaffucciWells Fargo Clearing Services, LLCAegis Capital Corp.11-26-2012
Michael PadillaWells Fargo Clearing Services, LLCAegis Capital Corp.$5009-24-2012
Michael Thomas ClarkWells Fargo Clearing Services, LLCAIG Capital Services, Inc.06-16-2014
Michael Todd MatthewsWells Fargo Clearing Services, LLCAIG Capital Services, Inc.$2510-11-2013
John P. BergersonWells Fargo Clearing Services, LLCAlbion Financial Group12-14-2015
Riyad Michael SaidWells Fargo Clearing Services, LLCAllianceBernstein L.P.02-05-2010
Mandy Lauren GersteinWells Fargo Clearing Services, LLCAllianz Global Investors Distributors LLC11-11-2014
James Henry Elliott IIWells Fargo Clearing Services, LLCAllstate Financial Services, LLC04-03-2020
Diane E. BeechWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-26-2019
Donald Glenn CollinsWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5004-09-2019
Michael Anthony TringheseWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5002-05-2019
Victoria Albaugh ReedWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5001-10-2019
Joseph John Lamanna Jr.Wells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-23-2016
Saloma A. BecharaWells Fargo Clearing Services, LLCAllstate Financial Services, LLC09-29-2016
Sean Lamont DaughtryWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-01-2013
Kevin Alexander HillWells Fargo Clearing Services, LLCAllstate Financial Services, LLC07-16-2013
Paul Francis BongiovanniWells Fargo Clearing Services, LLCAllstate Financial Services, LLC02-19-2013
Scott David HammerWells Fargo Clearing Services, LLCAllstate Financial Services, LLC05-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.