Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Andrew RyanWells Fargo Clearing Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2020
Thomas Roe CosinukeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10012-10-2019
Breno VileteWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-06-2019
Joyce Ebo OdoomWells Fargo Clearing Services, LLCThrivent Investment Management Inc.12-20-2019
Chip Pegram Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$9310-02-2019
Michael BoulosWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5209-26-2019
Harold Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$11709-06-2019
Ward AbbeyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5008-29-2019
James Campbell Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$1708-07-2019
Jay MastilakWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$18006-26-2019
Steve Clark, Rick StubbsWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$17506-13-2019
Dave BryWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$17006-13-2019
Stephen SosangelisWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$8606-12-2019
Taylor Browman, Tyler WeaverWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$24006-07-2019
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Kevin Thomas O'BrienWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.12-12-2019
Austin Heberger, Gavin LeeWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$35005-23-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany SmithWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$58704-30-2019
Roper Fields, Thomas Fields, B.V. Lawson Wells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$15008-06-2019
Ari LitvinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.08-27-2019
Erick Nelson DelgadoWells Fargo Clearing Services, LLCPFS Investments Inc.12-19-2019
Jacob Y ScottWells Fargo Clearing Services, LLCPaychex Securities Corporation12-19-2019
Brian Joseph CaseyWells Fargo Clearing Services, LLCMorgan Stanley$2502-18-2020
Duncan Keith MackayWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2020
Philip Gregory MathiasWells Fargo Clearing Services, LLCMorgan Stanley$10002-18-2020
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.