Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taiwo WileyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Skyler T BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Chris Allen BeemanWells Fargo Clearing Services, LLCMorgan Stanley$29208-23-2018
Joseph L KaramWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10008-23-2018
Roger Wayne BurtonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$108-17-2018
Tony Allen GraybealWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5008-15-2018
Joseph Michael CanditoWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC08-14-2018
William Thomas Bishop Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$15008-10-2018
Michael John LemarbreWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.08-09-2018
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.$108-08-2018
Sathya Nmn CheyWells Fargo Clearing Services, LLCHalbert Hargrove$1,00008-08-2018
David RijkersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-07-2018
Marcus Nathaniel BrinsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-07-2018
Christopher M AdamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
Sean David NavageWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.08-03-2018
James Felix Clardy Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-02-2018
Justin Nicholas SpinelloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2018
David Bruce Stewart IVWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-01-2018
Michele Anne CaseyWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-27-2018
Christian Charles DurhamWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-26-2018
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Jeffrey Allan OckwoodWells Fargo Clearing Services, LLCMorgan Stanley$5007-20-2018
Patrick PiccirilliWells Fargo Clearing Services, LLCCitizens Securities, Inc.$107-20-2018
Alcides Hernan Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
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Showing 226 to 250 of 7,469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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