Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly AryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Matthew S. LawrenceWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-15-2019
Mark Philip SchmidtWells Fargo Clearing Services, LLCMorgan Stanley10-15-2019
Marvin Jose RosarioWells Fargo Clearing Services, LLCPFS Investments Inc.10-15-2019
Jeanette Marie ChizzikWells Fargo Clearing Services, LLCM&T Securities, Inc.10-11-2019
Tara MirjahWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Jeff Evan ChaninWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-11-2019
Gerald Daniel RamirezWells Fargo Clearing Services, LLCMorgan Stanley10-11-2019
Virgil Lee DortchWells Fargo Clearing Services, LLCMorgan Stanley$5010-11-2019
Tahja N. MendozaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2019
Zachary Scott BohannonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Johnny Butler Campbell IIWells Fargo Clearing Services, LLCEdward Jones10-11-2019
Helen Marie DevitoWells Fargo Clearing Services, LLCMorgan Stanley10-10-2019
Tin Heain KyawWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2019
Larry Crane Cobb Jr.Wells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.10-10-2019
Richard Alexander HarrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2019
Michael N. HudginsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$15010-08-2019
Joshua MunozWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2019
Zachary Blackwell RitcheyWells Fargo Clearing Services, LLCCetera Advisor Networks LLC10-08-2019
Afya GabrielWells Fargo Clearing Services, LLCEdward Jones10-08-2019
Abbegail Leigh HoeflerWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Ge VangWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-08-2019
James Scott HigginsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-07-2019
Kim Marie ValentineWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2019
Richard James RiosWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-04-2019
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Showing 251 to 275 of 8,920 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.