Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Myron Edward Shaffer Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-02-2018
Eddie B Gassaway IIWells Fargo Clearing Services, LLCBBVA Securities Inc.11-02-2018
Joseph Peter PanfilWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-02-2018
Amber Leigh MartinWells Fargo Clearing Services, LLCMoney Concepts Capital Corp11-01-2018
Ryan Andrew MccollumWells Fargo Clearing Services, LLCTD Ameritrade, Inc.11-01-2018
James Anthony MedskerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-26-2018
Laith M. KhalafWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-26-2018
Ryan Andrew CulpepperWells Fargo Clearing Services, LLCMorgan Stanley$5010-26-2018
Daniel EngelWells Fargo Clearing Services, LLCTD Ameritrade, Inc.10-26-2018
Samuel Newton Pennell Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-22-2018
Michael A BoagniWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Nicholas Anthony FrancoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Daniel Kenefick FryerWells Fargo Clearing Services, LLCBB&T Securities, LLC$5010-18-2018
Timothy A PettyWells Fargo Clearing Services, LLCEdward Jones10-18-2018
Anthony Francisco PetiscoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1010-17-2018
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
Robert Anthony DevereuxWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2510-12-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Christopher R GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
Kelly Josephine RyanWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.10-10-2018
Sheryl Lavette DoctorWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Michael Joseph CosenzaWells Fargo Clearing Services, LLCMFS Fund Distributors, Inc.10-08-2018
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
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Showing 301 to 325 of 6,025 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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