Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victoria RomanWells Fargo Clearing Services, LLCEdward Jones09-23-2019
Marc Robert EngelmanWells Fargo Clearing Services, LLCMorgan Stanley09-20-2019
James Patrick CurtinWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-20-2019
Gary Robert BurwickWells Fargo Clearing Services, LLCMorgan Stanley09-20-2019
Frank D McCabeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Andrea Carolina CruzWells Fargo Clearing Services, LLCMorgan Stanley09-20-2019
Joseph Nathan DillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-19-2019
Karen Elizabeth ElliotWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-19-2019
Mitchell Eugene MarriottWells Fargo Clearing Services, LLCAlpha Wealth Management and Planning LLC$15009-19-2019
Bill A. RizosWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-18-2019
Chamaly VelezWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC09-18-2019
Renae Lyn WatkinsWells Fargo Clearing Services, LLCBBVA Securities Inc.09-17-2019
Marc Freeman ArnettWells Fargo Clearing Services, LLCMorgan Stanley09-16-2019
Andrew Dev MalhotraWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC$10009-16-2019
Yousef BittarWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-16-2019
Lisa Kay EastWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Wesley Andrew PritchettWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-13-2019
Louis E. BarnesWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Howard Andrew KreshekWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
G Scott Scott NewsomWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Nicholas Royce DamronWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Timothy R KileyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-11-2019
James Francis SirekWells Fargo Clearing Services, LLCEdward Jones$15009-10-2019
Richard MontoyaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2019
Michael A RatnerWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.$5009-09-2019
« Previous PageNext Page »

Showing 301 to 325 of 8,920 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.