Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Sanders OrlickWells Fargo Clearing Services, LLCStephens08-30-2019
Christopher Bernard LindenbuschWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC08-30-2019
Peter Fulton Havenstein Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2019
Andrew Scott FochtWells Fargo Clearing Services, LLCEdward Jones$1008-29-2019
Charles Tudor LaughlinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Mante OseiWells Fargo Clearing Services, LLCSantander Securities LLC08-28-2019
Kent Michael BettaleWells Fargo Clearing Services, LLCWaddell & Reed08-27-2019
Robert Ewusie AnkumaWells Fargo Clearing Services, LLCEdward Jones08-27-2019
Matthew McCannWells Fargo Clearing Services, LLCBBVA Securities Inc.08-27-2019
Brittany Nicole GuidryWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-27-2019
James V BotteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2019
Misagh MastooryWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC08-26-2019
William Harold BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Christopher Allen HallmarkWells Fargo Clearing Services, LLCMorgan Stanley08-23-2019
William H Bender IIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Melissa B SimrellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Dustin J BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Kevin M BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Trenton Clifton Jenkins IIWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-23-2019
Eduardo Lima CorreaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Thomas John WayWells Fargo Clearing Services, LLCMorgan Stanley08-23-2019
Kendall Marie InmanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC08-23-2019
Darron John HemannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2019
Jonathan Jay MorseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Stephen Patrick ManganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
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Showing 351 to 375 of 8,920 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.