Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marci Ann GriffinWells Fargo Clearing Services, LLCMercer Global Advisors Inc.03-16-2020
Brett Burnett AtkinsonWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Joseph Dominic De FalcoWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Anders Martin RasmussenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-12-2020
Richard PelfreyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2020
Ignacio Alfredo HerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
Vincent Harambasic IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
Charles William VellaWells Fargo Clearing Services, LLCEdward Jones$4703-09-2020
Joseph Anthony RomanoskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5003-06-2020
Richard Joseph Moody Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Gilbert Stroud Scarborough IVWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Robert Daniel MazurWells Fargo Clearing Services, LLCBBVA Securities Inc.03-06-2020
Diego Alejandro Arizmendi ArmentaWells Fargo Clearing Services, LLCBBVA Securities Inc.03-06-2020
Dana Lynette AldersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2020
Crockett Witt StearnsWells Fargo Clearing Services, LLCFidelity Personal and Workplace Advisors03-04-2020
Kristin Ingrid BeckerWells Fargo Clearing Services, LLCMorgan Stanley$503-02-2020
Holley Sanders PierceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2020
Keith Richard ZavalaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Sandra M. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Royston Chal-Yow HungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Ramiro D. GalvanWells Fargo Clearing Services, LLCLPL Financial LLC02-28-2020
Carson S. AndersonWells Fargo Clearing Services, LLCMorgan Stanley02-26-2020
Carl David RobinsonWells Fargo Clearing Services, LLCM&T Securities, Inc.02-26-2020
Tha Van TrinhWells Fargo Clearing Services, LLCNYLIFE Securities LLC02-24-2020
Justin Edwin WeibleWells Fargo Clearing Services, LLCPNC Investments02-20-2020
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Showing 26 to 50 of 8,920 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.