Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yuri KimWells Fargo Clearing Services, LLC U.S. Bancorp Investments. Inc.05-28-2019
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley$105-24-2019
James Matthew PrisbyWells Fargo Clearing Services, LLC Morgan Stanley$105-24-2019
Joseph A. Corona Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1005-09-2019
Michael George CoronaWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2019
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCPainewebber Incorporated$10005-02-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-24-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Douglas Lee RayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-04-2019
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Jeffrey Lee LaymanWells Fargo Clearing Services, LLCMorgan Stanley$5004-04-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
Scott Francis CunninghamWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-04-2019
Tracey Ann LakatosWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$104-03-2019
John Alan Bullock Jr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$104-02-2019
Michael Osborne JenkinsWells Fargo Clearing Services, LLCInfinex Investments, Inc.04-02-2019
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2019
Anne Murray LloydWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.03-29-2019
Najla Hisham ArekatWells Fargo Clearing Services, LLCBBVA Securities Inc.$15003-29-2019
Ryan Manning AshtonWells Fargo Clearing Services, LLCMorgan Stanley$5003-29-2019
Salvatore GiacaloneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
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Showing 26 to 50 of 7,469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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