Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Richard Wells Jr.Wells Fargo Clearing Services, LLCCiti Private Advisory, LLC02-19-2020
David Michael VerkuilenWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2020
Duncan Keith MackayWells Fargo Clearing Services, LLCMorgan Stanley$5002-14-2020
Bryan MayoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Philip Gregory MathiasWells Fargo Clearing Services, LLCMorgan Stanley$10002-14-2020
Marc Stephen Irion IIWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Scott Erwin CarswellWells Fargo Clearing Services, LLCEdward Jones02-14-2020
Brian Joseph CaseyWells Fargo Clearing Services, LLCMorgan Stanley$2502-14-2020
Sean GallagherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Connor P. GallagherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
William Michael SteadmanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-13-2020
Stephen David PutinskiWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2020
Norma L. Ramos TejadaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2020
Douglas HannaWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.02-13-2020
Jackson Dewitt KingWells Fargo Clearing Services, LLCCapital Research Advisors, LLC$15002-12-2020
Pamela Morotti FinewoodWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-12-2020
Michael Wayne SmithWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.02-11-2020
Owen Howard WatsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-07-2020
Lance Owen BurksWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-07-2020
Robert R. DonahueWells Fargo Clearing Services, LLCPeople's Securities, Inc.02-06-2020
Basil F. BaroukiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2020
Caitlin Marie MansellWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-06-2020
Alexander John GallagherWells Fargo Clearing Services, LLCUNFCU Advisors LLC02-06-2020
Matthew Victor AndersonWells Fargo Clearing Services, LLCBB&T Securities, LLC02-04-2020
Shaan Prakash WadhwaniWells Fargo Clearing Services, LLCMutual of America Life Insurance Company02-04-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.