Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Michelle PonzioWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.02-04-2020
Myra Ann HaydenWells Fargo Clearing Services, LLCBBVA Securities Inc.$20002-03-2020
Anh Thi Kim DangWells Fargo Clearing Services, LLCNorth Capital Private Securities Corporation02-03-2020
Caren Gail ChaboraWells Fargo Clearing Services, LLCTD Private Client Wealth LLC02-03-2020
Thomas Lynn PetersonWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
Mike BermanWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-31-2020
Eva ValverdeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2020
Christopher Randolph StanleyWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-31-2020
Christopher GrecoWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
Geoffrey Daniel AdamsWells Fargo Clearing Services, LLCBBVA Securities Inc.01-30-2020
Michael Anthony ShimanskiWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC01-29-2020
Kayvan IzadpanahWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-27-2020
Eric Andrew FinchWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-24-2020
Roy Albert Mendoza Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Gary Gene Cattich Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Rajan AroraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Joseph Alan SeidlerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Gary Joseph CarboneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Mohammad Ahmed Awad-EljiedWells Fargo Clearing Services, LLCBenjamin F. Edwards & Company, Inc.$1701-24-2020
Scott Michael AtkinsonWells Fargo Clearing Services, LLCLPL Financial LLC01-24-2020
Guyang Cliff XuWells Fargo Clearing Services, LLCBBVA Securities Inc.01-24-2020
Richard James SampleWells Fargo Clearing Services, LLCMorgan Stanley01-23-2020
Christopher Roger FryeWells Fargo Clearing Services, LLCCetera Investment Services LLC01-23-2020
Eric John WorthenWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-22-2020
Jonathan M. PalmehnWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-22-2020
« Previous PageNext Page »

Showing 76 to 100 of 8,920 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.