Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Ann LutesWells Fargo Clearing Services, LLCState Farm VP Management Corp.01-21-2020
Jennifer Rene ConleyWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-21-2020
Vincent John FiorentinoWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Sandra Graciela HalleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Scott Howard GellerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Alec John SchregardusWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.01-14-2020
William H. FinneganWells Fargo Clearing Services, LLCMorgan Stanley01-13-2020
Erick Santiago BlockWells Fargo Clearing Services, LLCD.A. Davidson & Co.01-13-2020
Dannys RamirezWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Janet Adrrienne Esterman-WynnWells Fargo Clearing Services, LLCWoodbury Financial Services, Inc.$5001-10-2020
Anibal A MiatelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
Jamie Allen MeronoffWells Fargo Clearing Services, LLCEdward Jones01-10-2020
John A. PantojaWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-10-2020
David VargasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
Kelly Alan WindhamWells Fargo Clearing Services, LLCEdward Jones01-10-2020
Marc Earl GlassWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC$15001-09-2020
Jason Brian SturgillWells Fargo Clearing Services, LLCEdward Jones$5001-09-2020
Bobby Joe FogleWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2020
Amy K. GiannolaWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-08-2020
Kelly Ray GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Tyler G ChildersWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
E'Lea Cooper GrantWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Fred Chun LeeWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$15001-06-2020
Christopher Patrick TuckerWells Fargo Clearing Services, LLCMorgan Stanley$28201-03-2020
Paul M. MichlikWells Fargo Clearing Services, LLCMorgan Stanley01-03-2020
« Previous PageNext Page »

Showing 101 to 125 of 8,920 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.