Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Barbara Jean GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-03-2019
Jennie Lynn MorrowWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Myriam Elizabeth Biglang-AwaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-03-2019
Betty TwumWells Fargo Clearing Services, LLCPFS Investments Inc.05-03-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-02-2019
Christopher David ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Christopher David GuerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15004-30-2019
Timothy Scott JonesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-30-2019
Robert Howard IIIWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.04-30-2019
Eric E. SolesWells Fargo Clearing Services, LLCMorgan Stanley04-29-2019
Jonathan A. NickelWells Fargo Clearing Services, LLCMML Investors Services, LLC04-29-2019
Ian Michael TreacherWells Fargo Clearing Services, LLCMorgan Stanley04-29-2019
J Richard Ricky StewartWells Fargo Clearing Services, LLCMorgan Stanley$15004-26-2019
David Ian KayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
Paul Joseph Schmitz IIIWells Fargo Clearing Services, LLCMorgan Stanley$2504-26-2019
Brian Joseph JettonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-26-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-24-2019
Michael Bruce AlsupWells Fargo Clearing Services, LLCMorgan Stanley$15004-18-2019
Timothy Wayne PrevoWells Fargo Clearing Services, LLCMorgan Stanley$5304-18-2019
Brian Michael CoughlanWells Fargo Clearing Services, LLCMorgan Stanley$5004-18-2019
Neil Richard CohenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
« Previous PageNext Page »

Showing 101 to 125 of 6,025 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.