Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John SeamanWells Fargo Clearing Services, LLCMorgan Stanley$10001-02-2020
Chace Westin MckinneyWells Fargo Clearing Services, LLCMorgan Stanley01-02-2020
Jeffrey Austin GottfriedWells Fargo Clearing Services, LLCCitizens Securities, Inc.12-24-2019
Tomas Mares Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-23-2019
Joyce Ebo OdoomWells Fargo Clearing Services, LLCThrivent Investment Management Inc.12-20-2019
Erick Nelson DelgadoWells Fargo Clearing Services, LLCPFS Investments Inc.12-19-2019
Jacob Y ScottWells Fargo Clearing Services, LLCPaychex Securities Corporation12-19-2019
Aleasha Marie DentonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2019
Edward Rodney GibsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-18-2019
John Joseph QuinnWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC12-16-2019
Tara Alyssia GurrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-16-2019
Anthony Michael Piglowski Jr.Wells Fargo Clearing Services, LLCKey Investment Services LLC12-16-2019
William Carl Newland Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Matthew John ThomanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2019
Gabriela GarciaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Kevin Thomas O'BrienWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.12-12-2019
Michael Claude MarshallWells Fargo Clearing Services, LLCBBVA Securities Inc.12-12-2019
Christina Marie O'NeillWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2512-12-2019
Tyler James DeckerWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.12-12-2019
Michael Peter TudorWells Fargo Clearing Services, LLCMorgan Stanley12-11-2019
Christopher Michael AmbroseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2019
Thomas Roe CosinukeWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2019
Peter Vincent IanaceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$21312-10-2019
Andrew McGrathWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15012-10-2019
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Showing 126 to 150 of 8,920 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.