Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff Brian DinkinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-10-2019
Jason Ryan JaynesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9612-10-2019
Brad HuffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2019
Patrick Stephen MattinglyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-06-2019
Marc Eugene DuquetteWells Fargo Clearing Services, LLCMorgan Stanley$1012-06-2019
Clark Johnson SturtevantWells Fargo Clearing Services, LLCEssex Financial Services, Inc.12-06-2019
Jbrett YatesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-06-2019
Mitchell Douglas BellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2019
Michael Shane WagnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Maria Carmella FrancisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
David Edward BuffieWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Ronald Lee ShawWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-02-2019
Brendan SullivanWells Fargo Clearing Services, LLCEdward Jones12-02-2019
Diane E. BeechWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-26-2019
Jenny Stiles HollandWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7711-25-2019
Hugo L. JuarezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-25-2019
Emily Victoria SkubitzWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC11-25-2019
Vincent James LukasikWells Fargo Clearing Services, LLCMorgan Stanley11-21-2019
Carlos Enrique VandervisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
Scott Howard MatthewsWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC11-20-2019
Nicholas Andrew GiorgioWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5011-20-2019
Hovig Paul OunjianWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC11-20-2019
Joseph V. SabbaghWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.11-19-2019
Bettina Polydor KallinsWells Fargo Clearing Services, LLCMorgan Stanley$5011-19-2019
David Ean LeyWells Fargo Clearing Services, LLCTransamerica Investors Securities Corporation11-19-2019
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Showing 151 to 175 of 8,920 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.