Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert RevetWells Fargo Clearing Services, LLCMorgan Stanley$5011-19-2019
Nico ValerioWells Fargo Clearing Services, LLCEdward Jones11-19-2019
Kyle Jaymes RectorWells Fargo Clearing Services, LLCThe Leaders Group, Inc.11-19-2019
Kimberly LarsenWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.11-18-2019
Joseph Thomas GraviniWells Fargo Clearing Services, LLCMorgan Stanley11-15-2019
James Joseph LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-14-2019
Rebecca Elfreda PowellWells Fargo Clearing Services, LLCMorgan Stanley11-14-2019
Richard W. Zito Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-14-2019
Karen Eberhart JacksonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC11-11-2019
Mary McKennaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-11-2019
Cameron Harrison ArmWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC11-10-2019
Edward Gerard JananskyWells Fargo Clearing Services, LLCMorgan Stanley$15011-08-2019
John William ShortWells Fargo Clearing Services, LLCMorgan Stanley$10011-08-2019
Michael W ShamesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-08-2019
Joyce Carter EmmellWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Angelo Tyler RisolaWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Victor Dominguez RodriguezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2019
Edmond Alan McKoneWells Fargo Clearing Services, LLCCUSO Financial Services, L.P.$2511-07-2019
Ricky David ChernokWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2019
Sharon Nicole BeamerWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.11-06-2019
Arthur George LopezWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2019
Ricardo A CorrealWells Fargo Clearing Services, LLCSantander Securities LLC11-06-2019
Julio C RengifoWells Fargo Clearing Services, LLCKey Investment Services LLC11-06-2019
Sarah Gay LittletonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-05-2019
James Robert GillWells Fargo Clearing Services, LLCTD Ameritrade, Inc.11-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.