Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy A PettyWells Fargo Clearing Services, LLCEdward Jones10-18-2018
Anthony Francisco PetiscoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1010-17-2018
Christopher Robert GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
Richard Michael ToolsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Robert Anthony DevereuxWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2510-12-2018
Francesjoy Abuel CaldwellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Kelly Josephine RyanWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.10-10-2018
Diego RomeroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Michael Joseph CosenzaWells Fargo Clearing Services, LLCMFS Fund Distributors, Inc.10-08-2018
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Sheryl Lavette LavetteWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Monty Ray PollardWells Fargo Clearing Services, LLCPNC Investments$15010-04-2018
Robert Michael HahnWells Fargo Clearing Services, LLCCitizens Securities, Inc.10-04-2018
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$109-28-2018
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
Tahsin Nawaz FarukiWells Fargo Clearing Services, LLCMetLife Investors Distribution Company09-28-2018
Tracy Earl DeanWells Fargo Clearing Services, LLCPNC Investments$109-28-2018
Richard Matthew HendlWells Fargo Clearing Services, LLCALPS Distributors, Inc.09-25-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Janine WallaceWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-24-2018
John GreggWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26809-21-2018
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Showing 176 to 200 of 7,469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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