Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Roland GreggWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23409-21-2018
Patrick Jay SeholmWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Michael Tyler MaisWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-19-2018
Jorge G SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$109-18-2018
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$109-14-2018
David Michael Kolter Jr.Wells Fargo Clearing Services, LLCEdward Jones$109-14-2018
Jeffrey Clark PetersonWells Fargo Clearing Services, LLCEdward Jones$5009-14-2018
Justin Tyler Pribilovics-WadeWells Fargo Clearing Services, LLCPacific Select Distributors, LLC09-13-2018
Richard Young SunwooWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-12-2018
James Michael TietemaWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.09-11-2018
Jessy S. MogroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-11-2018
Jeff J ShiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2018
Jose Julio OliveiraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$109-10-2018
Nicci Marie ChurchmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
David Lynn TheriaultWells Fargo Clearing Services, LLCMorgan Stanley$10009-07-2018
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
Deborah Lynn KeyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10608-31-2018
Lisa Marie TimmerWells Fargo Clearing Services, LLCCetera Investment Advisers LLC$2508-31-2018
Stephen Eric WiedemannWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-31-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
James Aloysius DiepenbrockWells Fargo Clearing Services, LLCMorgan Stanley$10008-29-2018
Mark Joseph ChapmanWells Fargo Clearing Services, LLCMorgan Stanley$10008-29-2018
Pablo Cesar AnnovelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15008-29-2018
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Showing 201 to 225 of 7,469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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