Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Christian MartinezWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.11-05-2019
Christopher Daniel FerraroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-05-2019
Jayden Alan EppersonWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC11-04-2019
William Joseph FunkhouserWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2019
John Robert DixonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Michael Joseph MillerWells Fargo Clearing Services, LLCMorgan Stanley$10011-01-2019
Steven Raymond ShattoWells Fargo Clearing Services, LLCMorgan Stanley$5011-01-2019
George David FlandersWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Robert Michael CoreWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
John Ronald CeravoloWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Chad I. AkselradWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.11-01-2019
Jennifer Marie BerginWells Fargo Clearing Services, LLCMorgan Stanley11-01-2019
Shawn D McdonaldWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-01-2019
Robert Harris HassanWells Fargo Clearing Services, LLCD.A. Davidson & Co.$15010-31-2019
Lawrence G McNeillWells Fargo Clearing Services, LLCMorgan Stanley$5010-31-2019
Joseph Bradley KuceraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-31-2019
Ji Youn ChungWells Fargo Clearing Services, LLCMorgan Stanley$2510-31-2019
Marc Aaron TavanoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-31-2019
Erik M. SaporitoWells Fargo Clearing Services, LLCMorgan Stanley$5010-31-2019
David Martin MooreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-30-2019
Richard Clark FanninWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
James Martin KaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
Christopher W. JohnsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-30-2019
Roiri Dahshun ButlerWells Fargo Clearing Services, LLCTD Ameritrade, Inc.10-29-2019
Jason Rex MansurWells Fargo Clearing Services, LLCMorgan Stanley$5010-28-2019
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Showing 201 to 225 of 8,920 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.