Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anibal AlvaradoWells Fargo Clearing Services, LLCCitigroup Global Markets, Inc.08-06-2019
Carl Andrew AdkinsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-02-2019
Mario Christopher FrattoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-09-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-08-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$106-29-2019
Jack E Wheeler Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Jared Philip ZuflachtWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5006-28-2019
Nicholas A VafeasWells Fargo Clearing Services, LLCMorgan Stanley Smith Barney LLC$5006-28-2019
Michael Anthony ManasiaWells Fargo Clearing Services, LLCMorgan Stanley$29106-28-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Wealth Solutions, Inc.$106-28-2019
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Ty Ray KeenumWells Fargo Clearing Services, LLCSA Stone Wealth Mangment Inc.06-24-2019
Bruce Allen DavisWells Fargo Clearing Services, LLC Morgan Stanley$10006-10-2019
Melissa Ann VillellaWells Fargo Clearing Services, LLC Northwestern Mutual Investment Service, LLC$10006-07-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLC Morgan Stanley$5006-07-2019
Lloyd M DavisWells Fargo Clearing Services, LLC Morgan Stanley$2506-07-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLC Morgan Stanley$8106-06-2019
Burt William MiltenbergerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5005-31-2019
Peter Michael SantulliWells Fargo Clearing Services, LLC Morgan Stanley$10005-31-2019
Anthony Philip FerraroWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Craig Steven NombergWells Fargo Clearing Services, LLCDAVID LERNER ASSOCIATES, INC.$25005-29-2019
Craig Steven NombergWells Fargo Clearing Services, LLC David Lerner Associates, Inc.$25005-29-2019
Yuri KimWells Fargo Clearing Services, LLCWells Fargo Advisors, LLC05-28-2019
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Showing 1 to 25 of 7,469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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