Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John SeamanWells Fargo Clearing Services, LLCMorgan Stanley$10001-06-2020
Nicholas Andrew RyanWells Fargo Clearing Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2020
Stephanie DemetrelisWells Fargo Clearing Services, LLCLincoln Financial Distributors, Inc.12-23-2019
Joyce Ebo OdoomWells Fargo Clearing Services, LLCThrivent Investment Management Inc.12-20-2019
Erick Nelson DelgadoWells Fargo Clearing Services, LLCPFS Investments Inc.12-19-2019
Jacob Y ScottWells Fargo Clearing Services, LLCPaychex Securities Corporation12-19-2019
Aleasha Marie DentonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2019
Tara Alyssia GurrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-16-2019
Anthony Michael Piglowski Jr.Wells Fargo Clearing Services, LLCKey Investment Services LLC12-16-2019
Matthew John ThomanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2019
Gabriela GarciaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Kevin Thomas O'BrienWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.12-12-2019
Michael Claude MarshallWells Fargo Clearing Services, LLCBBVA Securities Inc.12-12-2019
Christina Marie O'NeillWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2512-12-2019
Tyler James DeckerWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.12-12-2019
Thomas Roe CosinukeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10012-10-2019
Peter Vincent IanaceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$21312-10-2019
Jeff Brian DinkinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-10-2019
Marc Eugene DuquetteWells Fargo Clearing Services, LLCMorgan Stanley$1012-06-2019
Breno VileteWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-06-2019
Maria Carmella FrancisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Roper Fields, Thomas Fields, B.V. Lawson Wells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$15008-06-2019
Christopher Ozazewski, Elizabeth Plunkett, Eric DeckerWells Fargo Clearing Services, LLCJanney Montgomery Scott$38010-17-2019
Chip Pegram Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$9310-02-2019
Next Page »

Showing 1 to 25 of 50 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.