Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Tyler Pribilovics-WadeWells Fargo Clearing Services, LLCPacific Select Distributors, LLC09-13-2018
Richard Young SunwooWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-12-2018
Ben Connor GladstoneWells Fargo Clearing Services, LLCJoseph Gunnar & Co. LLC09-12-2018
Jessy S. MogroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-11-2018
James M. TietemaWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.09-11-2018
Jose J. OliveiraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2018
Jeff J ShiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2018
Nicci Marie ChurchmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
David Lynn TheriaultWells Fargo Clearing Services, LLCMorgan Stanley$10009-07-2018
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
Kevin Francis QuinnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Deborah Lynn KeyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10608-31-2018
Stephen Eric WiedemannWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-31-2018
Lisa Marie TimmerWells Fargo Clearing Services, LLCCetera Investment Advisers LLC$2508-31-2018
Joseph Patrick YapaolaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.08-31-2018
Pablo Cesar AnnovelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15008-29-2018
James Aloysius DiepenbrockWells Fargo Clearing Services, LLCMorgan Stanley$10008-29-2018
Mark Joseph ChapmanWells Fargo Clearing Services, LLCMorgan Stanley$10008-29-2018
Taiwo WileyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Alexandra Papazian TelaroWells Fargo Clearing Services, LLCMorgan Stanley08-29-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Skyler BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Trent Linville DotyWells Fargo Clearing Services, LLCEdward Jones08-24-2018
Christopher Allen BeemanWells Fargo Clearing Services, LLCMorgan Stanley$29208-23-2018
« Previous PageNext Page »

Showing 351 to 375 of 6,025 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.