Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Karl CasaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Ryan J. PinardWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-18-2019
Adam Jansen FowlerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.04-17-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
Gerard John MehanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2019
Yoil Sulieman AwabdehWells Fargo Clearing Services, LLCMorgan Stanley$5004-12-2019
Andrew Joseph Cook Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Dillon Partick LovellWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-12-2019
Timothy Thatcher ClarkWells Fargo Clearing Services, LLCUBS Financial Services Inc.$11004-10-2019
Thomas Lee GurrentzWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10004-10-2019
Susan Miller CrosbyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Ryan Evan BadgerWells Fargo Clearing Services, LLCIFG Advisory, LLC04-08-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Jeffrey Lee Layman, Lisa Ann JordisonWells Fargo Clearing Services, LLCMorgan Stanley$5004-04-2019
Scott Francis CunninghamWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-04-2019
Douglas Lee RayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Eric Peter FrappierWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-04-2019
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
Tracey Ann LakatosWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.04-03-2019
John Alan Bullock Jr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-02-2019
Michael O. JenkinsWells Fargo Clearing Services, LLCInfinex Investments, Inc.04-02-2019
Bruce Devlyn AdamsWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-01-2019
Najla Hisham ArekatWells Fargo Clearing Services, LLCBBVA Securities Inc.$15003-29-2019
John Patrick CullenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-29-2019
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Showing 126 to 150 of 6,025 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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