Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Alexandria Maria RasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
John Francis BracaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-14-2019
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Gloria Tange De ArcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
Richard Joseph MillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-07-2019
Michael Anthony TringheseWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5002-05-2019
William Mcleod HollandWells Fargo Clearing Services, LLCAXA Advisors, LLC02-05-2019
Michael Kevin LewallenWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.02-04-2019
Douglas Edwin HaskinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-01-2019
Anthony Joseph BiscottoWells Fargo Clearing Services, LLCM&T Securities, Inc.$5001-31-2019
Richard Lance PerryWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2019
Colin Robert PeckWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.01-25-2019
Brian Michael PellingWells Fargo Clearing Services, LLCGeneos Wealth Management, Inc.01-25-2019
Rachel Ann HertlWells Fargo Clearing Services, LLCMorgan Stanley01-25-2019
Sierra Christina-Tai HoodWells Fargo Clearing Services, LLCEdward Jones01-25-2019
Alexander Bennett GoodsteinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Wyatt Todd AndreoliWells Fargo Clearing Services, LLCSantander Securities LLC01-22-2019
Joris Von HittWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Mark Francis WaltonWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Peter Robert MeroWells Fargo Clearing Services, LLCMorgan Stanley$5701-18-2019
Jeffrey Turner JonesWells Fargo Clearing Services, LLCMorgan Stanley$2501-18-2019
Robert Alan KinslowWells Fargo Clearing Services, LLCMorgan Stanley01-18-2019
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Showing 201 to 225 of 6,025 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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