Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel Monnichmeyer Oscar GonzalezWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$80009-18-2017
Alejandro Triana Christopher Murrle Carlos SaitcevskyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$60009-30-2016
Jayme Lemaire Jamie NowakowskiWells Fargo Clearing Services, LLCCitizens Securities, Inc.$9607-13-2012
The Taitague Krahe Tatum Doyle GroupWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$52006-07-2012
Bryce BordwellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10005-16-2012
Victor RodriguezWells Fargo Clearing Services, LLCCity National Securities, Inc.$35005-16-2012
Thomas McDonaldWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$9905-15-2012
Harry Sherdil Nestor Belmonte Kimberly TobiasWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$15010-11-2010
Sheila SpicehandlerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$10004-22-2020
Bob Coombs Anthony OrtizWells Fargo Clearing Services, LLCLPL Financial LLC$17606-03-2016
Doug Lockwood Kenneth Roberts Robert TendlerWells Fargo Clearing Services, LLCLPL Financial LLC$38005-04-2016
Thomas Gray Christina Jesperson Kevin Terao Albert Scudder Judy TapiaWells Fargo Clearing Services, LLCTriad Advisors LLC$11709-18-2015
Caleb KennedyWells Fargo Clearing Services, LLCLPL Financial LLC$7908-03-2015
Floe Financial PartnersWells Fargo Clearing Services, LLCLPL Financial LLC$30006-06-2012
James Venditti James OliverWells Fargo Clearing Services, LLCCCO Capital, LLC$11006-06-2012
Brian SalcettiWells Fargo Clearing Services, LLCEquitable Advisors, LLC06-10-2015
Joseph Tom BinderWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$4501-21-2020
Manuel Manne Palan Pamela A Glaser Danny SoshnikWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$80010-17-2019
Eric DexterWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$25009-27-2019
Todd KrempaskyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$11208-24-2017
Troy HartmanWells Fargo Clearing Services, LLCEdward Jones$9208-11-2017
Julian Rodrigo Soto and Santiago OcampoWells Fargo Clearing Services, LLCJefferies LLC$40007-14-2017
Thayer PotterWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$20706-16-2017
Robert StansberryWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$12506-01-2017
Michael AllenWells Fargo Clearing Services, LLCEdward Jones$10310-21-2016
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Showing 1 to 25 of 5,870 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.