Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Mathew ForstotWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-01-2009
Peter Anthony Scocca IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-01-2009
Terry LandryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00001-02-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Daniel Nathan FurhmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Edward Oda DanielWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-02-2009
Fay SheppardWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Gregory Barton Hendren, Matthew Aaron Hendren, Lisa Diane Castillo, Erik Josef MatternWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15001-02-2009
Ralph Garcia Jr., Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Russell Turner HenshawWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-02-2009
Scott Albert OnealWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00001-02-2009
Stephan F. DiolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-02-2009
Thomas Francis Muldowney Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Wilfred Conwel MorrisonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-05-2009
Gregg Andrew SatoWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-05-2009
H Brant Sanders Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-05-2009
H Brantley Sanders IIIWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-05-2009
James Bernard SimonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2009
Jason Hunt SandersWells Fargo Clearing Services, LLCMorgan Stanley & Co. Incorporated$1,00001-05-2009
Parker James SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-05-2009
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Showing 1 to 25 of 7,469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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