Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David SchmiedelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-29-2016
Aaron Del Del BrownWells Fargo Clearing Services, LLCEdward Jones09-30-2016
Aaron Dovell HowardWells Fargo Clearing Services, LLCEdward Jones05-02-2014
Aaron Gray CizonWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation$15005-07-2012
Aaron Jonathan DykasWells Fargo Clearing Services, LLCMorgan Stanley05-18-2011
Aaron Kyle RainwaterWells Fargo Clearing Services, LLCBBVA Securities Inc.06-20-2014
Aaron L SeversonWells Fargo Clearing Services, LLCMorgan Stanley$10002-11-2014
Aaron Matthew JohnsonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.07-11-2017
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Aaron Michael TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Moon-Young ChungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2016
Aaron Paul KarasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-18-2013
Aaron Robert ParthemerWells Fargo Clearing Services, LLCMorgan Stanley10-21-2011
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones$104-26-2013
Aaron Samir KamatWells Fargo Clearing Services, LLCEdward Jones10-29-2010
Aaron Scott RichmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-26-2015
Aaron Stephen PierettWells Fargo Clearing Services, LLCMML Investors Services, LLC10-04-2017
Aaron Virgil RiceWells Fargo Clearing Services, LLCEdward Jones05-03-2010
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Abdel-Kader Ben-MohamedWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-31-2014
Abdul Kareem Ar-RushdiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-15-2011
Abe CastellonWells Fargo Clearing Services, LLCEdward Jones01-09-2012
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Abhinav GuptaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2012
Abigail BensimhonWells Fargo Clearing Services, LLCMBSC Securities Corporation03-23-2017
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Showing 1 to 25 of 7,469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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