Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian SalcettiWells Fargo Clearing Services, LLCEquitable Advisors, LLC06-10-2015
John McCauleyWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.02-25-2016
William KennedyWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.06-07-2012
Eric G Johnson Brooks CollinsWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Ryan Bibler Vince Finney Myron Shaffer and Joe PanfilWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-02-2018
James MedskerWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2018
Laith KhalafWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2018
Ron Medaris Chris GerrishWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-25-2016
Eric MillerWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-17-2015
Elaine ElliottWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
Todd KrempaskyWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-27-2010
Matt OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-08-2010
Jeffrey Lynn DowningWells Fargo Clearing Services, LLCMorgan Stanley10-02-2020
Brian Scott EdgarWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-01-2020
Jon Charles FrandellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Jack RutledgeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Tiffany SaxonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Eric Hayes BreazelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Whitney Reed BurtonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Andrew Wayne SheriffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Brody Wayne SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Travis J HarrisWells Fargo Clearing Services, LLCFifth Third Securities, Inc.09-28-2020
Clinton R LouisoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2020
Dawn Marie CobakWells Fargo Clearing Services, LLCMorgan Stanley09-18-2020
Rebecca Rankin OsterkampWells Fargo Clearing Services, LLCCapital Investment Group, Inc.09-16-2020
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Showing 1 to 25 of 5,870 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.