Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary W BoswickWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$29403-22-2018
Justin Joseph MckayWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-07-2017
Andrew C PietWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-05-2017
Jeffery Ryan BickelWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$10011-02-2017
John Klayton KennedyWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.10-11-2017
Lily PryceWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.09-01-2017
Jonathan Richard FerrellWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.03-31-2017
Vickie Lynn LacroixWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.03-30-2017
Adam Todd WexlerWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.01-10-2017
John Charles PersonsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-30-2016
Bradley Charles WilliamsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.04-01-2015
Elizabeth Ann UpdikeWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.01-09-2015
Karel GiraldoWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.11-11-2014
George Patrick FarleyWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.11-10-2014
Paul John MillerWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-02-2013
Steven John BrockmannWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$5007-31-2013
Matthew John MaloneWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.05-03-2013
Stephen Patrick CroakWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-17-2012
Joshua Mark HammWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2512-14-2012
Keith Alan JohnsonWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.02-28-2012
Joseph Matthew WalukWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$5011-12-2010
Walter Michael FisherWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.09-01-2010
Gray Keneston DausWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$10003-01-2010
Ronald Edward SchroeterWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2501-11-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.