Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvette Gutierrez CarrascoWells Fargo Clearing Services, LLCChase Investment Services Corp.01-23-2013
Michael Trevino HesterWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
Vu Nguyen TranWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
John Louis GomezWells Fargo Clearing Services, LLCCHASE INVESTMENT SERVICES CORP.10-02-2012
George Dean CassaraWells Fargo Clearing Services, LLCChase Investment Services Corp.09-28-2012
Suzanne Andrea BaysWells Fargo Clearing Services, LLCChase Investment Services Corp.09-28-2012
Raheel HussainWells Fargo Clearing Services, LLCChase Investment Services Corp.09-25-2012
Pastor Fuster Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.09-21-2012
Rose Anne Galeano-PhillipsWells Fargo Clearing Services, LLCChase Investment Services Corp.$5009-20-2012
Alvaro Jesus SuarezWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Joel David GoldbergWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Lisa Marie TyleyWells Fargo Clearing Services, LLCChase Investment Services Corp.09-11-2012
Carlos Alicea Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.09-05-2012
Clifton Hideki RobertsWells Fargo Clearing Services, LLCChase Investment Services Corp.09-01-2012
Kevin D QuesadaWells Fargo Clearing Services, LLCChase Investment Services Corp.08-27-2012
Vincent Wei ChuWells Fargo Clearing Services, LLCChase Investment Services Corp.$2508-17-2012
Matthew Garrett DoyleWells Fargo Clearing Services, LLCChase Investment Services Corp.08-03-2012
Jordan Michael AlhadeffWells Fargo Clearing Services, LLCChase Investment Services Corp.08-02-2012
Christina Ann LipariWells Fargo Clearing Services, LLCChase Investment Services Corp.08-01-2012
Farah ToutounchianWells Fargo Clearing Services, LLCChase Investment Services Corp.$5007-31-2012
Artono BudhimanWells Fargo Clearing Services, LLCChase Investment Services Corp.$5007-27-2012
Andrew RaskinWells Fargo Clearing Services, LLCChase Investment Services Corp.07-19-2012
Regan Rae WilliamsWells Fargo Clearing Services, LLCChase Investment Services Corp.07-19-2012
Darren N Burdi Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.07-10-2012
Crystal SalazarWells Fargo Clearing Services, LLCChase Investment Services Corp.07-06-2012
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Showing 1 to 25 of 183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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