Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Parker SimsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
Locke Y. Carter Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2501-30-2009
Morgan Elliott WebberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Jerry John FaerberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Richard James RobinettWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Stevan Douglas PatonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Sonja Davis WaleschWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Benjamin N BaylyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-22-2009
Richard Carlton Schneider Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-22-2009
Patrick Worrall KearneyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-16-2009
David Louis BurgWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-16-2009
Steven Lee QuesnelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-16-2009
Sean Anthony LoftusWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Frank Paul ChrissotimosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Adrian LorenzoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
David QuinnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-15-2009
Robert Wade Sanders IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2009
Christopher John RoeringWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Peter V CarusoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Michael David MachnowskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Paul Francis DiianniWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-09-2009
George Scott WrayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
Michael Smith KelleherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
Patrick Bernard HollandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
« Previous PageNext Page »

Showing 251 to 275 of 280 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.