Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Foon LeungWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-11-2013
Joseph F RumpfWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-08-2013
James Thomas KentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-10-2010
William Franklin PolitesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-21-2009
Robert Alan EstepWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-21-2009
Kevin John KaneWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-20-2009
Keith Lee BeckerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-01-2009
Brian Jeffry StephensonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-01-2009
Brian Joseph DuelferWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15004-30-2009
Steven Gilbert KrausWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15004-03-2009
Charles Riddell Huntington Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
William M HughesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-03-2009
John Murphy O'ConnorWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-31-2009
Paul Joseph Glesinger Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Joseph Charles HeberleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Marshall Allan NeyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Judith Ann WalkerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Dustin Robert HelmWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
Brian Scott HeberleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
James Joseph McLaughlinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
David John CawleyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
Gary Anthony Anello Sr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Jennifer L AnelloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Kevin Michael QuinnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
James Gerald BaileyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.