Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Thomas Monagle IIIWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-10-2012
Prem RanigaWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC09-20-2013
Thomas Focht WeissenbornWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC09-30-2013
Marc William TorresWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-07-2015
Marianna SarkissovaWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-07-2015
Lydia Sarah BorgattaWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-08-2015
William Douglas CarrollWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-11-2015
Keith Paul MelansonWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15012-15-2015
Timothy Pierce HenryWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-15-2015
David Joseph ChaseWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$5012-16-2015
Charles Scott WilliamsWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-16-2015
Craig Ray SwannWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-17-2015
Sanford Michael KatzWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-18-2015
Jamie Robert NeroWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-18-2015
Todd Alan BairdWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-21-2015
Ronald David ParrishWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-04-2016
Philip Edward CowenWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-04-2016
Richard Joseph KirschWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-07-2016
Alexander Benson NalleWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-07-2016
Robert Andrew HonWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-07-2016
Paul Anthony MilnesWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-07-2016
Brendan Stephen KammererWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-12-2016
Adam Daniel GelcichWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$10001-14-2016
George David FrankensteinWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$5001-14-2016
Daniel Philip MaduraWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-14-2016
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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