Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon YuWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.06-01-2018
Xi ZouWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-25-2018
Benjamin J. Blanco PintoWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-27-2017
Federico Bernardo Gitron-BeerWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-16-2017
Adrian Ioan OzarchieviciWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$5010-12-2017
William A. SolorzanoWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$15009-29-2017
Ligia Carolina ChanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-29-2017
Rafael I. SagarbarriaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-30-2017
Lawrence John McTernanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.11-07-2016
Carlos E. CandiaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-03-2016
Gabriel PorzecanskiWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-31-2016
Michael John RaderWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.02-05-2016
Leanne KwanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.03-18-2015
Denise Anne McLaughlinWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-16-2014
Ivan Enrique MataWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.12-06-2013
Thomas Jethro Darden Jr.Wells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.12-03-2013
Marc Anthony InfanteWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.12-03-2013
Joshua Caldwell CarrickWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-09-2013
Sok-Tiang Christiana LimWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.04-26-2013
Anahid KyupelyanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.03-08-2013
Gonzalo Luis VillenaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-04-2012
Martin Jean Weemaels Jr.Wells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$1001-23-2012
Steve Won LeeWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.12-05-2011
Jericho Alexander BorgesWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.11-04-2011
David Dudley OsbornWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$1004-06-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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