Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian P. HannanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2020
Richard Hemmings JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-06-2020
Ignacio Alfredo HerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
Vincent Harambasic IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
Richard Joseph Moody Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Gilbert Stroud Scarborough IVWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Keith Richard ZavalaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Sandra M. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Norma L. Ramos TejadaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2020
Eva ValverdeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2020
Anibal A MiatelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
David VargasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
Tomas Mares Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-23-2019
Tara Alyssia GurrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-16-2019
William Carl Newland Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Gabriela GarciaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Mitchell Douglas BellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2019
Hugo L. JuarezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-25-2019
Victor Dominguez RodriguezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2019
Christopher Daniel FerraroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-05-2019
Marc Aaron TavanoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-31-2019
Anthony A. VidalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-24-2019
Tahja N. MendozaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2019
Joshua MunozWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2019
Cesarina BurgosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-03-2019
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Showing 1 to 25 of 667 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.