Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5001-09-2009
Shaun Arthur BurnsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15003-13-2009
James Alexander Poche IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10003-13-2009
Kevin Francis KnoblochWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-13-2009
William Earl EtsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10001-29-2010
John Witherspoon Wallace Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10002-04-2011
Christopher S. SmulskiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-02-2011
Gregory Manuel ViejoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-23-2011
Lisa H. BertagnaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-09-2012
Christopher Charles HughesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-18-2012
Bhawan DeepWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-16-2012
Luis Antonio DelgadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-18-2012
Jeanette Mary AllanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-19-2012
Mykhaylo StetsunWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-26-2012
Matthew David LewisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2012
Juan Luis RamirezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-05-2012
Manuel DermanuelianWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-04-2013
Joseph Peter CaccippioWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-14-2013
Gerald Lee HannonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-18-2013
Bret Dale FarringtonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5002-01-2013
Rodney David WilliamsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1003-15-2013
Guss J. PappasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-25-2013
Jonathon GonzalesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-29-2013
Gregory David JohnsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-14-2013
Scott Francis SteinitzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-24-2013
Next Page »

Showing 1 to 25 of 335 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.