Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Scott JonesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-30-2019
Scott C. BouwhuisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-24-2017
Robert Mark ChambersWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-06-2017
Felix-Albert DesmanglesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-01-2017
Kathryn Teresa BascomWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-21-2017
Douglas Lee FeyereisenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1009-30-2016
Erik Jon JensenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-28-2016
Leonor McBrideWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2016
Randall James LoganWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-05-2016
Tanya Sabrina CastellanosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-30-2015
Loretta FelixWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-25-2015
Ryan Michael BrownWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-10-2015
Henry Jay KrichWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-01-2015
Mitzie Yvonne WilsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-02-2014
Daniel Santos SantibanezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10005-30-2014
Consuelo Elizabeth LopezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-27-2014
William Daniel GallagherWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-30-2014
Todd M. AldayWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-28-2014

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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