Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Quincy Jovon Goudeau Sr.Wells Fargo Clearing Services, LLCLPL Financial LLC$112-07-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Derek James HawkWells Fargo Clearing Services, LLCLPL Financial LLC$5011-14-2018
Caley L. ChrismondWells Fargo Clearing Services, LLCLPL Financial LLC$2506-20-2018
Kyle Scott BergWells Fargo Clearing Services, LLCLPL Financial LLC$3503-29-2018
Bogdan Traian GardWells Fargo Clearing Services, LLCLPL Financial LLC03-16-2018
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Chase Chris PayneWells Fargo Clearing Services, LLCLPL Financial LLC12-06-2017
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Xiangyu Yu ZhangWells Fargo Clearing Services, LLCLPL Financial LLC06-30-2017
Derek Jason AllsupWells Fargo Clearing Services, LLCLPL Financial LLC05-23-2017
Jason Lee HesterWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2017
Jacob FrancoWells Fargo Clearing Services, LLCLPL Financial LLC05-12-2017
Michael Joseph GermanaWells Fargo Clearing Services, LLCLPL Financial LLC03-03-2017
Gary Lee HayengaWells Fargo Clearing Services, LLCLPL Financial LLC03-02-2017
Walter Steven LessWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2017
John Cullinan AdcockWells Fargo Clearing Services, LLCLPL Financial LLC$1010-27-2016
Victor Alexander JosephWells Fargo Clearing Services, LLCLPL Financial LLC10-06-2016
Antoniya Georgieva GospodinovWells Fargo Clearing Services, LLCLPL Financial LLC09-30-2016
David Andrew WardWells Fargo Clearing Services, LLCLPL Financial LLC$2507-14-2016
John Charles ChiarenzaWells Fargo Clearing Services, LLCLPL Financial LLC$26607-11-2016
Maria B CastellonWells Fargo Clearing Services, LLCLPL Financial LLC$10006-09-2016
Celeste P ReckWells Fargo Clearing Services, LLCLPL Financial LLC$2505-20-2016
Peter John McmahonWells Fargo Clearing Services, LLCLPL Financial LLC04-29-2016
Next Page »

Showing 1 to 25 of 80 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.