Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Denisse Ximena O'DonnellWells Fargo Clearing Services, LLCLPL Financial LLC03-24-2011
Steven Douglas DrewsWells Fargo Clearing Services, LLCLPL Financial LLC07-06-2011
David C. GuillebeauWells Fargo Clearing Services, LLCLPL Financial LLC08-15-2011
Paul Robert HammersmithWells Fargo Clearing Services, LLCLPL Financial LLC01-03-2012
Harry Clinton Thompson Jr.Wells Fargo Clearing Services, LLCLPL Financial LLC11-12-2012
Paul Matthew FlanneryWells Fargo Clearing Services, LLCLPL Financial LLC11-20-2012
Brian D. AdelbergerWells Fargo Clearing Services, LLCLPL Financial LLC03-05-2013
Christine Diane ForristallWells Fargo Clearing Services, LLCLPL Financial LLC$10007-19-2013
Kevin Peter HillsWells Fargo Clearing Services, LLCLPL Financial LLC08-16-2013
Erin Kyla DolanWells Fargo Clearing Services, LLCLPL Financial LLC11-14-2013
Steven Scott GoodellWells Fargo Clearing Services, LLCLPL Financial LLC02-12-2014
Shaun C. AycockWells Fargo Clearing Services, LLCLPL Financial LLC05-02-2014
George Pablo WalloffWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2014
Charles Paul ToppWells Fargo Clearing Services, LLCLPL Financial LLC01-06-2015
David E SchwartzWells Fargo Clearing Services, LLCLPL Financial LLC02-27-2015
Maria Francesca BreenWells Fargo Clearing Services, LLCLPL Financial LLC08-13-2015
Brian Lee CainWells Fargo Clearing Services, LLCLPL Financial LLC$5008-21-2015
William Miguel MondragonWells Fargo Clearing Services, LLCLPL Financial LLC08-31-2015
Reilly LeeWells Fargo Clearing Services, LLCLPL Financial LLC09-23-2015
Jamie Nichole GeraldWells Fargo Clearing Services, LLCLPL Financial LLC11-16-2015
Eric Peter PiferWells Fargo Clearing Services, LLCLPL Financial LLC$20001-25-2016
Heather Michelle BrissetteWells Fargo Clearing Services, LLCLPL Financial LLC04-06-2016
Celeste P. ReckWells Fargo Clearing Services, LLCLPL Financial LLC05-20-2016
John Charles ChiarenzaWells Fargo Clearing Services, LLCLPL Financial LLC$26607-11-2016
David Andrew WardWells Fargo Clearing Services, LLCLPL Financial LLC$2507-14-2016
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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