Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Robert HurwitzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10005-29-2009
Mike Chinwoo KimWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00005-29-2009
Thomas Ray Gee Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-29-2009
William John HoranWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-29-2009
Devesh Haridas PurohitWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5005-22-2009
Leah Mills EllerWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-22-2009
Mark Nelson HoganWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-22-2009
Steven Mark SkloverWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00005-01-2009
Christopher Michael SpearmanWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5004-17-2009
Daniel William WrightWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC04-17-2009
John KukichWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2503-31-2009
Sean Charles RogersWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15003-27-2009
Douglas Ray Aldridge Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-23-2009
Stephen GirontaWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC03-18-2009
Ronald Craig BettenWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-13-2009
Steven Walter ZamojskiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00003-13-2009
Clayton Kityin WongWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00003-09-2009
Melvin K SugiharaWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10003-09-2009
Sarah-Jane Lopez-Dee VelasquezWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1003-09-2009
Michael Stephen PalmerWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC03-06-2009
Ramona K Y ChingWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-04-2009
Frederick Gerald WeemanWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC03-02-2009
Janice Colgate WrightWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
John Anderson SchnieppWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
John Buell FaberWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-27-2009
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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