Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mike Chinwoo KimWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-29-2009
Steven Mark SkloverWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-01-2009
Steven Walter ZamojskiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC03-13-2009
Kenneth Andrew SpragueWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
Geoffrey Steven Dettlinger Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-13-2009
William John Berrall, Matthew Michael Kons, Casey J. BerrallWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-13-2009
Carol Suzanne MillerWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-02-2009
Keith Steven ClarkWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Terrance Joseph BlanchardWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Stratis Paul ZaferiouWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Harold D. JoinesWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Laura Ann SmithWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Stephen John BlanchardWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-28-2009
David B FerrisWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-23-2009
George Satoshi HiraiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-12-2009
John Michael SloadWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-09-2009
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-02-2009
Sarah-Jane Lopez-Dee VelasquezWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2503-09-2009
Ramona K Y ChingWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2503-04-2009
Gary Vincent MouldWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-30-2009
Robert CarielloWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-23-2009
Devesh Haridas PurohitWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5005-22-2009
John KukichWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-31-2009
Douglas Ray Aldridge Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-23-2009
John Buell FaberWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-27-2009
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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