Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Keith CrosbyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2018
Hunter Alan WoodyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-30-2017
Robert Keith GlassWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$2011-15-2017
Michael Lee StubbsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2017
Christopher G. NeffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2017
Patrick Michael MoodyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-04-2016
Michael Ahren MckuneWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$106-15-2016
Jeremy Thomas HeathWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-14-2016
Adam Lawrence WeinstockWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2016
Tracie Nicole LesaneWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2016
Christopher Joseph MildeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC02-24-2016
Nesochi Jay AzubuikeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2016
David Allen LingelWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2015
Matthew Steven ChamleeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
Andrew Joseph O Connell IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Angela Sayler KillingsworthWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-01-2015
Lisa Marie PasswaterWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC09-01-2015
Srdjan MisicWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2015
Mark William SarokaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$104-17-2015
Tom G DolbyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC04-01-2015
Patrick Nicolaus CarrollWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2015
Derek Steven KasperWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-09-2014
Robert Brian WatsonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-24-2014
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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