Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbegail Leigh HoeflerWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Adam L. WondraWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-07-2017
Adam Lawrence WeinstockWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2016
Alexander Bennett GoodsteinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Amy Jean LeeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2013
Andrew Joseph O'Connell IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Andrew Robert PhillipsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2019
Angela Sayler KillingsworthWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-01-2015
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Ashley Lauren BakerWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-07-2016
Brian Chandler DealWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-28-2010
Carl Hugh Rickmeier IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC04-19-2012
Christian Raphael MontealvoWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-03-2015
Christopher G. NeffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2017
Christopher John McCarthyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC02-24-2013
Christopher Joseph MildeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC02-24-2016
Curtis Daniel FesslerWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-30-2009
Daniel Keith StorkWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-18-2013
Daniel William LewisWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-01-2014
Darian Curtis NorrisWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC08-15-2014
David Allen LingelWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2015
Derek Steven KasperWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-09-2014
Elizabeth Jean EakinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC08-01-2011
Geoffrey Michael JamesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2010
Gregory Martin Trauth IIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.